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DOL Proposes New Rule for Investment Advisors Providing ERISA Fiduciary Advice

Articles July 21, 2020

Edward A. Wodarczyk, Esq., ewodarczyk@tuckerlaw.com, (412) 594-3920

On June 29, the DOL proposed a new class exemption from the prohibited transaction rules for investment advice fiduciaries.  If certain conditions are met, an investment advisor may receive reasonable compensation for providing investment advice while avoiding conflict of interest concerns.  For a DOL explanation of its proposal, see DOL FAQs.

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DOL Proposes New Rule for Investment Advisors Providing ERISA Fiduciary Advice

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  • Employee Benefit Plans/ERISA
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